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Regulation

New FSA chief sounds warning call

The new chief executive of the British Financial Services Authority, Hector Sants, has warned that banks and financial institutions may not have done enough to protect themselves and their investors against the impending market downturn.

Portfolio credit risk in central banks

This report presents the findings of a task force, established in early 2006 and consisting of nine Eurosystem central banks to analyse and discuss the use of portfolio credit risk methodologies by central banks.

Analysing hedge fund credit risk

This New York Fed Staff Report argues that the characteristics of hedge funds makes the use of counterparty credit risk management (CCRM) methodologies more difficult as they exacerbate market failures linked to agency problems, externalities, and moral…

Why Europe needs a banking charter

The authors of this IMF Working Paper argue that a full-fledged EU-level prudential regime that operates along-side national regimes - which they call a "European Banking Charter" - could harness market forces to establish a level playing field for…

FSA urged to take on retail banking regulation

John Tiner, who leaves the UK's Financial Services Authority (FSA) today after four years as chief executive, told an annual meeting that the oversight of retail banking should be consolidated, as the reasons that had led to a separate code were no…

New regulator for Qatar

Qatar is to follow the international trend towards an integrated approach to the regulation of various financial products, services and institutions. Work is under way to create a fully-integrated regulatory and legal environment for financial services.

US watchdogs mull hedge fund regulation

After hearing testimonies on developments in the hedge fund industry, the Financial Services Committee of the American House of Representatives has suggested that tighter regulation of the industry may be required.

Fed's Warsh on hedge fund risks

Addressing the House's Committee on Financial Services, Kevin Warsh, a member of the board of governors of the Federal Reserve, set out what the Fed sees as the risks hedge funds pose to the financial system.

Draghi sees more efficiencies from bank mergers

Mario Draghi, the governor of the Bank of Italy, says the market expects further savings as banks in Italy consolidate. Speaking at the meeting of the Italian Banking Association in Rome on 11 July, Draghi said savings would come from unifying IT systems…

Opiokello on Uganda and Basel II

David Opiokello, the deputy governor of the Bank of Uganda, said "The key element that countries should consider before moving on to Basel II is whether a good baseline supervisory system is in place," in a speech delivered on 3 July in Kampala.

Italy's Draghi on financial innovations

In a speech on 4 June Mario Draghi, governor of the Banca D'Italia, reviewed some of the most important financial innovations seen in recent years, and the consequences they have had for financial markets and institutions.

New head at Canadian regulator

Jim Flaherty, the Canadian finance minister, has announced the appointment of Julie Dickson as the new head of the country's financial services regulator, the Office of the Superintendent of Financial Institutions (OSFI).

Former BaFin employee guilty of embezzlement

A German court has found a former employee of BaFin, Germany's top financial markets regulator, guilty of embezzlement. The employee, whose name was not disclosed, was yesterday sentenced to six years in prison.

Noyer on French banks' vulnerabilities

Christian Noyer, governor of the Banque de France, said there is an "ever more urgent need for new methods of risk assessment and for appropriate supervision that can react swiftly to these changes," at a speech given on 29 June during the presentation…

Dubai watchdog issues hedge fund code

The Dubai Financial Services Authority (DFSA) has published a draft Hedge Fund Code for public comment. A consultation paper and a copy of the draft code were made available on the DFSA's website on 4 July.

Roth refutes hedge fund risk

The highly leveraged institutions (HLI) industry is "no direct threat to financial stability," Jean-Pierre Roth, chairman of the governing board of the Swiss National Bank and chairman of the board of directors of the Bank for International Settlements,…

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