This first Central Banking journal focus report on risk-based supervision analyses how central banks, financial regulators and financial institutions can streamline efforts to meet onerous new regulatory and supervisory data requirements.
The Risk-based supervision focus report aims to offer assistance to financial regulators and supervisors in understanding the challenges that come hand in hand with evolution in the regulatory and supervisory environment. It explores how technology can…
Central Banking convened a panel of experts to discuss how central banks and other authorities are making use of new risk-based assessment techniques to remain ahead of the fintech curve.
Nominees stick to efficiency line despite hostile questioning from some Democrats
The raft of new rules imposed on regulated financial institutions in the aftermath of the global financial crisis has a huge compliance cost. Could artificial intelligence offer efficiency gains?
Panellists discuss how risk-based supervision can create better outcomes for central banks and firms
SEC’s “circuit-breaker” can act as model for regulating innovative tools – Fed vice-chair
“I don’t know why people doubt” US adoption, says Lynch
FCA chief warns against attempts to restrict trade in financial services
Rapid regulatory change has led to a steep increase in data volumes and policies, and a new environment has opened up for discussions on effective regulatory supervision and a transition to risk-based supervision
Former Federal Reserve Bank of New York senior vice-president Kenneth Lamar discusses risk‑based reporting, its challenges and whether fintech will help reduce the regulatory burden
Regulators may consider “simpler and more robust” approaches when finalising rules this year
Chief executive calls on EU authorities to co-operate with counterparts in the UK
Fed’s vice-chair for supervision aims to preserve a secure financial system and foster efficiency
A total of $2.6 million in fines is divided among 15 institutions found in breach of legislation
Ibrahim tells takaful providers to leave their “comfort zone”
“Amber zone” will protect near-miss desks, but regulators not convinced by NMRF complaints
RBI governor’s remarks seek to deflect criticism over recent Punjab National Bank scandal
International nature of financial system demands regulation across borders
Last liquid point, ultimate forward rate and convergence point should all change, report argues
Banks may need to replicate departments in Europe to comply with EU regulations
Head of prudential supervision at the central bank says it is looking to market discipline to ensure high standards
Some ‘STS’ provisions reduce transparency and increase complexity, ECB board member says
Document focuses on “simple, transparent and comparable” asset-backed commercial paper securitisations